Passing the Series 65 exam is a requirement by most states for individuals who act as investment advisers. The exam was developed by NASAA and is administered by FINRA, and with 140 questions it is fairly challenging. Make sure you get a high quality Series 65 study guide and spend plenty of time on your test prep. Having the best Series 65 study material is essential, and I will warn you that several of the guides available aren’t very good. These are the 2 study guides that we recommend:
Series 65 Exam Textbook. The Empire Stockbroker Training Institute is known of their high quality, thorough approach, and this Series 65 study guide is no exception. Includes course material, chapter quizzes, illustrations, glossary of terms, exam tips, and 4 practice exams with explanations. A great option!
Pass the 65: A Plain English Explanation. This Series 65 book by Robert Walker is also good. He has an offbeat and humorous writing style which makes things a bit more interesting. The book covers all the key study materials very well.