Best Series 99 Study Guides

Below is a listing of the best Series 99 study guides and training courses. The key to passing this test on your first try is getting the right study material and spending plenty of time studying. All of these featured products have a proven track record and excellent reviews.

Securities Institute of America. This Series 99 training course is updated for 2024. It includes 13 hours of video training and a comprehensive textbook. It also features simulated final exams with 1,200 challenging practice questions. With their Greenlight Guarantee they even offer a full refund if you don’t pass. This is the most effective way to ensure that you are fully prepared for your Series 99 Exam.

Knopman Marks. This Series 99 course from Knopman Marks is very good, but fairly expensive. It includes 6+ hours of video lectures along with digital flashcards, downloadable supplements, a mobile app, and a question bank.

Wiley Series 99 Study Guide. This Series 99 study guide from Wiley provides excellent detail covering all operational aspects of a broker dealer. It includes plenty of examples based on real student feedback along with hundreds of practice questions for each subject area.


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